Consulting • SEC & IPO Advisory • Risk • IT

Staff Financial Auditor

Staff Financial Auditor


  • Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with firm risk management practices for the financial services practice.
  • Develop audit programs, working papers, and internal audit reports.
  • Perform SOX compliance activities including walkthroughs, testing of key controls, preparation of risk and control matrixes and flow charts.
  • Document SOX walkthroughs in the form of a narrative. In addition, prepare audit work papers supporting the evidence collected in the testing of key controls.
  • Update process narratives, risk and control matrixes, and flow charts whenever changes are made to a business process.
  • Review the adequacy and effectiveness of internal controls and work with management personnel to recommend remediation plans, if necessary.
  • Prepare periodic update reports to send to management on the status of the SOX implementation/audit.
  • Follow up on reported audit findings to ascertain whether remediation and appropriate actions were taken and implemented by client.
  • Assist external audit with testing in conjunction with the year-end external audit when necessary.


  • Bachelor’s degree in Accounting
  • Either currently working on or a strong desire to obtain either a CPA or a CIA designation
  • Strong analytical, verbal and written communication, interpersonal and relationship building skills
  • Good Microsoft Excel skills, including the ability to create/modify Pivot Table reports and perform “V Look-ups”
  • Ability to adapt to change quickly and the ability to multi-task
  • Ability to effectively interact with all levels of management.


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